Individual 401(k) Plan Account Establishment

Individual 401(k) Plan Starter Kit

To establish an Individual 401(k) Plan we will need the following:

2

Fund Your Account.

  1. Transfer Form for each IRA from which we will be directly receiving funds – Watch Instructional Video HERE.
    1. Statement for each IRA to be transferred.
  2. Rollover Certification Form for each employer sponsored plan (401k etc.) – Watch Instructional Video HERE.
    1. Statement for each qualified plan to be rolled over.
  3. Individual(k) Plan Contribution Form
3

Copy of your Driver’s License.

4

$300.00 Plan document fee.

5

$50.00 account establishment fee (per participant/account).

For more information, please contact Mountain West IRA at 866-377-3311.

Please choose how you prefer to complete your IRA Starter Kit:

Prohibited transactions in IRA